BSA/AML Compliance Checklists
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| Description: | This Bank Secrecy Act risk Assessment training will highlight BSA best practices that are being acknowledged and recognized by regulators and examiners and will discuss each risk assessment area. Why Should You Attend: Although financial institutions have been managing BSA operations per the regulation requirements, the change in focus to appropriate BSA/AML/OFAC risk assessment has been coming increasingly important. Regulators look to the bank for insurance and evidence that BSA operations are appropriately performing risk assessments. Appropriate risk assessments are essential in a bank’s strategic planning and development, as well as assisting in compliance. This webinar highlights BSA/AML/OFAC risk assessments. The areas of focus outlined in this webinar are based on best industry practice, supervisory experience and cover the major components of an effective BSA risk assessment program that audit focuses on. The instructor will look at these areas and the specifics of each area as it pertains to BSA compliance. Areas Covered in the Webinar: -Implementing BSA risk assessment -Assessing policies and procedures for risk assessments -Comprehensive Risk Assessment review for BSA / AML / OFAC -Review of risk assessment matrixes -Determining effectiveness and thoroughness of risk assessments -Performing risk assessments Who will Benefit: -BSA / AML Officers -Internal Auditors -Staff with roles and responsibilities in BSA / AML management and oversight -Money Service Business BSA/AML Officers -Corporate Audit |
| URL: | http://www.complianceonline.com/ecommerce/control/trainingFocus/~product_id=703178?channel=telesemin |
| Date: | Tuesday, January 7, 2014 |
| Time: | 3:00pm-4:00pm UTC |
| Duration: | 1 hour |
| Access: | Public |
| Category: | Business*, Finance*, Webinar* |
| Created by: | Public Access |
| Updated: | Monday, December 9, 2013 6:16am UTC |
| : | 199 |
| : | +1-650-620-3915 |
| : | referral@complianceonline.com |
| : | Referral |
| : | +1-650-620-3915 |
| Comments: | None |