Effective and Sufficient BSA/AML Training for Directors
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| Description: | This webinar on BSA compliance will provide you the best practices that are being acknowledged and recognized by regulators and examiners for anti-money laundering and bank secrecy act training to directors. Why Should You Attend: Although financial institutions have been managing BSA training per the regulation requirements, the change in focus to BSA / AML training specific to Directors has been coming increasingly important. Regulators look to the Bank for ensurance and evidence that Directors of the Bank have received timely, effective, and sufficient BSA/AML training. This webinar will highlight BSA best practices that are being acknowledged and recognized by regulators and examiners for the training of Directors. This webinar will discuss the areas that regulators and examiners are primarily focusing on in regards to BSA / AML Director training. The areas of focus outlined in this webinar are based on best industry practice, supervisory experience and regulatory examiner feedback on providing effective and sufficient BSA/AML training to the Directors of a financial institution. It covers the major components of an effective Director training program. The instructor will look at these areas and the specifics of each area. Areas Covered in the Webinar: -Implementing BSA / AML training for Directors -Assessing training materials -Comprehensive training presentations to Directors -Review of current training programs -Determining effectiveness and thoroughness of training programs Who Will Benefit: -BSA / AML Officers -Internal Auditors -Staff with roles and responsibilities in BSA / AML management and oversight -Human Resource staff in charge of BSA/AML training -Corporate Audit Instructor Profile: Dr. Gina J. Lowdermilk, PhD (ABD), CAMS, CRMS, is a highly experienced and educated BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, internal audit, monitoring, risk management, and reporting experience. Her emphasis has been working with financial institutions that are experiencing regulatory concerns and resolutions, including enforcement actions such as memorandums of understanding and cease and desist orders. Her 15 years of experience has given her the opportunity to work from small community banks to large, international financial institutions. Her roles not only included BSA/AML and Compliance, but also operations, lending services, business development, marketing, management, department development, and asset quality. Ms. Lowdermilk has worked with all of the financial regulators and examiners. She possesses advanced Microsoft Excel, PowerPoint, Word, Internet Explorer, Visio, and Access skills. She also has experience with FiServ, BAM, CRA Wiz, TeamMate, COGNOS, and Metavante banking software. She has been responsible for creating both recurring and ad hoc executive management and board presentations. In addition to her above experience, she is also an adjunct instructor for the business and construction management programs at a local college, as well as writes numerous BSA/AML and Compliance articles, training materials, and manuals as requested from numerous clients. Topic Background: Financial institutions are required to be compliant with BSA rules and regulations. Such compliance needs to be well documented and consistent to ensure financial institutions avoid BSA violations and implications. Financial institutions’ BSA Programs must have adequate training provided to their Directors. An effective BSA training program will ensure that all these components are not only implemented to the Directors but are appropriate, adequate and thorough to meet the BSA rules and regulations and the needs of the financial institution. Having a strong BSA training program will ensure that financial institutions are proactive in preventing BSA violations occurring and implementing corrective action for BSA issues or implications that may be identified in the BSA program. |
| URL: | http://www.complianceonline.com/ecommerce/control/trainingFocus/~product_id=703126?channel=telesemin |
| Date: | Tuesday, October 8, 2013 |
| Time: | 2:00pm-3:00pm UTC |
| Duration: | 1 hour |
| Access: | Public |
| Category: | Business*, Finance*, Webinar* |
| Created by: | Public Access |
| Updated: | Thursday, September 19, 2013 6:46am UTC |
| : | 199 |
| : | +1-650-620-3915 |
| : | referral@complianceonline.com |
| : | Referral |
| : | +1-650-620-3915 |
| Comments: | None |