Knowing Your Customer - Monitoring and Auditing for PEPs and Other High Risk Cus
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| Description: | This Bank Secrecy Act (BSA) compliance training will highlight the importance of knowing your customer when it comes to monitoring and auditing Politically Exposed Persons (PEPs) and high risk customers. Why Should You Attend: Although financial institutions have been managing BSA operations per the regulation's requirements, the increased risk that is associated with PEPs and other high risk customers has been under more scrutiny by regulators and examiners. Regulators look to the bank for ensuring and for evidence that BSA operations are appropriately identifying, monitoring, and auditing PEPs and high risk customers. This webinar highlights BSA audit best practices that are being acknowledged and recognized by regulators and examiners. In this webinar, we will discuss the areas that regulators and examiners are primarily focusing on with regard to PEPs and high risk customers. The areas of focus outlined in this webinar are based on best industry practice, supervisory experience and cover the major components of an effective BSA program when it comes to PEPs and high risk customers. It will look at these areas and the specifics of each area as it pertains to monitoring and auditing. Areas Covered in the Webinar: - Identifying PEPs and High Risk Customers - What makes a customer high risk? - Assessing policies and procedures for PEPs - Comprehensive Risk Assessment for PEPs - Review of monitoring programs for PEPs - Determining effectiveness and thoroughness of training programs regarding PEPs |
| URL: | http://www.complianceonline.com/ecommerce/control/trainingFocus/~product_id=702955?channel=telesemin |
| Date: | Tuesday, June 11, 2013 |
| Time: | 2:00pm-3:00pm UTC |
| Duration: | 1 hour |
| Access: | Public |
| Category: | Webinar*, Finance* |
| Created by: | Public Access |
| Updated: | Thursday, May 30, 2013 10:32am UTC |
| : | $149 |
| : | +1-650-620-3915 |
| : | referral@complianceonline.com |
| : | Referral |
| : | +1-650-620-3915 |
| Comments: | None |